The below is the compliance calendar for the compliances due with Ministry of Corporate Affairs (“MCA”) for the month of June 2021:
| SI. No | Compliance | Purpose of the E-form | Rules/ Regulations/ Acts/ Scheme etc. | Due Date |
| 1 | Filing of e-Form no DPT-3 | To file return of deposit or particulars of transaction not considered as deposit or both with MCA | Rule 16 of The Companies (Acceptance of Deposits) Rules, 2014 | 30-June-21
(For the financial year 2020- 21) |
| 2 | Filing of e-Form CFSS | To seek immunity from launching of prosecution or proceedings for imposing penalty in respect of the belated documents filed under the Scheme (except for those as provided under the scheme and waiver for additional fees. Immunity under this scheme shall be provided to only those companies who will file CFSS form | Companies Fresh Start Scheme,2020 notified by MCA circular no General Circular No. 12/2020
Dated March 30, 2020 |
30-June-21
(To all those forms which were filed after the due date but between March 30, 2020, to December 31, 2020) |
The Securities and Exchange Board of India (“SEBI”) vide Circular noSEBI/HO/ DDHS/ DDHS_Div1/P/CIR/2021/556 and 557 dated April 29, 2021 has provided relaxations from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 (“SEBI LODR”) / other applicable circulars due to the CoVID -19 pandemic
Listed entities are permitted to use digital signature certifications for authentication/ certification of filings/submissions made to the stock exchanges under SEBI LODR for all filings until December 31, 2021.
The relaxations provided by the aforesaid circulars are as below:
| SI. No | Regulation | Requirement | Due Date | Extended deadline for the quarter / half year / year ending March 31, 2021 | |
| 1 | Regulation 24Aread with circular No.CIR/CFD/CMD1/27/2019 dated February 8, 2019 relating to Annual Secretarial Compliance report | Sixty days from end of the financial year | 30-May-21 | 30-Jun-21 | |
| 2 | Regulation 33 (3)-Quarterly financial results/ Annual audited financial results | Forty-five days from end of the quarter / Sixty days from end of the financial year | 15-May-21 / 30-May-2021 | 30-Jun-21 | |
| 3 | Regulation 32 (1) read with SEBI circular No. CIR/CFD/CMD1/162/2019dated December 24, 2019 on Statement of deviation or variation in use of funds | Along with the financial results (within 45 days of end of each quarter/ 60 days from end of the financial year) | 15-May-21 / 30-May-2021 | 30-Jun-21 | |
| For entities that have listed their debt securities under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, SEBI (Issue and Listing of Non-convertible Redeemable Preference Shares Regulations, 2013, and SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 | |||||
| 4 | Regulation 52(1)-Half-yearly financial results Regulation 52 (2) -Annual audited financial results | Forty-five days from end of the quarter / Sixty days from end of the financial year | 15-May-21 / 30-May-2021 | 30-Jun-21 | |
| 5 | Regulation 52(7) read with SEBI circular no. SEBI/HO/DDHS/08/2020dated January 17, 2020 on Statement of deviation or variation in use of funds | Along with the financial results (within 45 days of end of each quarter / 60 days from end of the financial year) | 15-May-21 / 30-May-2021 | 30-Jun-21 | |
| For entities that have listed their bonds under the SEBI (Issue and Listing of Municipal Bonds) Regulations, 2015 | |||||
| 6 | Requirements as per circular no. SEBI/HO/DDHS/CIR/P/134/2019 dated November 13, 2019Annual audited financial results | Sixty days from end of the financial year | 30-May-21 | 30-Jun-21 | |
| For entities that have listed Commercial Paper | |||||
| 7 | Requirements as per SEBI/HO/DDHS/DDHS/CIR/P/2019/115 dated October22, 2019Half Yearly financial results Annual audited financial results | Forty-five days from end of the Half Year/ Sixtydays from end of the financial year | 30-May-21 | 30-Jun-21 | |
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For queries, please post at secretarial@rmpsco.com
Published on: June 7, 2021