Rules / Regulations/ Act | Section/ Rule/ Regulation No | Type of Form/ Filing | Authority with whom file/submission has to be made etc | Particulars | Due Date/ Due Month/ Effective Date if any |
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 | Regulation 27(2)(a) | Corporate Governance Report | BSE and NSE | Within 21 days from the end of the quarter. | July 21, 2021 |
SEBI (Depositories and Participants) Regulations, 2018 | Regulation 74 (5) | Certificate | (i) RTA to submit the Certificate to the Depositories and forward one copy to the Company
(ii)Certificate received from RTA to be submitted by the Company to stock exchanges where the shares of the Company are listed |
Compliance Certificate on demat / redemat of securities has to be submitted by RTA to the depositories and a copy of the same to be submitted to the Company. The Company has to submit the same to the stock exchanges within 15 days from the end of the quarter | July 15, 2021 |
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 | Regulation 31 (1) (b) | Shareholding Pattern | BSE and NSE | Within 21 days from the end of the quarter | July 21, 2021 |
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 | Regulation 13 (3) | Statement of Grievance Redressal Mechanism | BSE and NSE | Within 21 days from the end of the quarter. | July 21, 2021 |
SEBI (Depositories and Participants) Regulations, 2018 | Regulation 76 | Reconciliation of Share Capital Audit Report | BSE and NSE | Within 30 days from the end of the quarter | July 30, 2021 |
SEBI Circular No. SEBI/HO/CFD/CMD1/CIR/P/2019/140 dated November 21, 2019 | Circular as referred | Disclosure format as specified in the circular | BSE and NSE | Disclosures by listed entities if on the last date of any quarter (a) Any loan including revolving facilities like cash credit from banks / financial institutions where the default continues beyond 30 days or (b) There is any outstanding debt security under default within 7 days from the end of the quarter |
July 7, 2021 |
(i) As per Reg 7 (3) of SEBI LODR Reg- Compliance from practicing Company Secretary is now required to be filed with the stock exchanges within 30 days of the financial year (instead of a half year)as per SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021 w.e.f. 5.5.2021
(ii) As per SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021 w.e.f. 5.5.2021, the Corporate Governance Report to be filed with the Stock exchanges under Reg 27 (2) (a) , has to be filed within 21 days from the end of the quarter (instead of earlier 15 days) (iii) As per Reg 40 (9) of SEBI LODR Reg- Certificate certifying maintaining physical & electronic transfer facility is now required to be filed with the stock exchanges within 30 days of the financial year (instead of half year)as per SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021 w.e.f. 5.5.2021 |
|||||
Disclaimer: This article is only a knowledge-sharing initiative and is based on the Relevant Provisions as applicable and as per the information existing at the time of the preparation. In no event, RMPS & Co. or the Author or any other persons be liable for any direct and indirect result from this Article or any inadvertent omission of the provisions, update, etc if any. |
Published on: July 19, 2021